The FRaaS Advantage: Strengthening Advice Delivery and Client Outcomes
Oceanic Consulting Group Australia, in partnership with DASH Technology Group, has introduced File Review as a Service (FRaaS)
A purpose-built solution that elevates advice quality, compliance, and client trust within wealth and financial advice practices.
Designed to tackle operational risk and regulatory scrutiny, FRaaS offers independent, actionable insights from comprehensive analysis of advice files. It not only enhances advisers' performance and supports targeted development initiatives but also reduces compliance risk while improving customer outcomes and adviser-client relationships.
With scalability in mind, the service supports one-off reviews as well as ongoing sample-based programs such as adviser onboarding. Banks and licensees benefit from a flexible model that complements internal compliance teams and aligns with evolving regulatory expectations from bodies like ASIC.
By repurposing a trusted Australian innovation, the global FRaaS model positions OCG as a leader in blending regulatory assurance with client-centric performance. It ensures that advice delivery remains compliant, defensible, and aligned with both internal standards and modern regulatory demands, offering a strategic advantage for institutions scaling across borders.
